Mitigating Pre and Post Trade Sanction Risk
Identifying sanctioned entities and securities has become a complicated process requiring access to data, and time dedicated for research, that a company may not have. It can be challenging for organizations to ensure they are not trading or holding sanctioned securities, yet it is imperative for organizations to abide by sanction rules and fines for violating sanction regulations can be substantial.
Join us on September 15th, as we review sanctions and how you can leverage Bloomberg Data License for pre and post trade compliance.
Speakers
Linda Alpert
Global Product Manager – Enterprise Accounting & Regulatory Products
Bloomberg
Linda Alpert is the Global Product Manager for Bloomberg's Sanction data solution. She leverages her extensive experience in the financial data industry to develop products that enable clients to efficiently manage and comply with regulatory standards. She is admitted to the bars in both New York and Connecticut. She is a member of the Association of Certified Sanction Specialists.
Rich Craig
Global Data Manager
Bloomberg