AIM Compliance Roadmap | Bloomberg Professional Services
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Webinar

AIM Compliance Roadmap

September 01, 2020
9:00 pm EDT|
6:00 pm PDT
September 02, 2020
9:00 am HKT|
2:00 am BST
Duration: 90 Minutes
Join this session to learn about upcoming developments in AIM Compliance, including new tools for violation management. For compliance managers, it can be challenging to thoroughly review trading exceptions when the information is fragmented across multiple platforms. Typically, a single alert or red flag is only part of the picture; other files and information are needed to give the full view of any compliance trend, pattern or potential violation.

Speakers

Bob Shea

AIM Compliance Product Manager

Bloomberg

Bob Shea is the global business manager for Bloomberg’s compliance solution for the buy-side community. He joined the company in June 1994, and is based out of Bloomberg’s New York office. Over the 26 years with Bloomberg, Bob Shea has worked with numerous buy-side institutions to implement compliance solutions to mitigate investment & trading risks. The Compliance Manager (CMGR), Bloomberg’s compliance solution, is in production with over 900 clients globally and continues to be enhanced to keep up with ever changing regulatory requirements. Prior to Bloomberg, Bob Shea graduated from Boston College with a Bachelor’s Degree in Finance.

Anastasia Bogatyreva

Compliance Product Manager

Bloomberg L.P.

Anastasia develops and manages the Classification and Compliance modules of the Bloomberg's Portfolio & Order Management system. Prior to joining the Product team in New York in 2016, Anastasia was a trading systems Help Desk Compliance specialist in London. Anastasia holds an MA from the University of Cambridge and is a contributor to the Palgrave Studies in the History of Finance.

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