Investor Protection & Compliance
Join our team of regulatory experts to stay up to date with the latest regulatory changes and drivers impacting investors globally. In this virtual session, we will discuss the introduction of a plethora of new product governance rules globally within the scope of investor protection, the latest changes in tax regimes as well as challenges related to new sanctions in the United States.
Discussion Topics:
- Introducing Investor Protection requirements and challenges
- Bloomberg Investor Protection solution: new MiFID and PRIIPs Costs & Charges data
- New Executive Order (EO) 13959 Sanctions Fund data solution screening for sanctioned securities
- Navigating European Tax Requirements: the new Spanish Financial Transaction Tax
Speakers
ELLENA YOON
Global Product Manager – Enterprise Accounting & Regulatory Products
BLOOMBERG/ 120 PARK
Ellena Lee is the Global Product Manager for Bloomberg’s Investor Protection data solution in New York. Prior to joining Bloomberg, Ellena Lee worked as a Finance analyst in Nomura (post Lehman Brothers) in Tokyo. She graduated from McGill University (Canada) with a major in Finance.
Linda Alpert
Global Product Manager – Enterprise Accounting & Regulatory Products
Bloomberg
Linda Alpert is the Global Product Manager for Bloomberg's Sanction data solution. She leverages her extensive experience in the financial data industry to develop products that enable clients to efficiently manage and comply with regulatory standards. She is admitted to the bars in both New York and Connecticut. She is a member of the Association of Certified Sanction Specialists.
Rokhsana Saddighzadeh
ESG Regulation Product Manager
Bloomberg
Rokhsana Saddighzadeh is the Global Product Manager for Bloomberg's Compliance and Tax Data products. She has been in this role for 5 years, prior to which she held a number of other roles at Bloomberg LP in London including Team Leader of KYC analysts as well as Syndicated Loans data specialist. Rokhsana's educational background lies in linguistics, with a focus on French and Spanish languages, having spent a year in both locations.