Regulatory Challenges in a Post Covid-19 World
Join us for our VAULT session as we cover challenges for clients in meeting regulatory and corporate compliance mandates in the era of COVID-19. We will also address how VAULT achieves better trade and communication surveillance for the remote-working world.
Speakers
Mike Googe
BTCA Product Manager
Bloomberg L.P.
Mike is the product manager for Bloomberg's transaction cost analysis product, BTCA. Based in London, Googe joined Bloomberg in 2009 as a transaction cost analysis (TCA) specialist. His more than 30 years’ industry experience in trading, execution consultancy and benchmark analytics has helped Bloomberg develop its market-leading multi-asset transaction cost analysis (TCA) tools. Bloomberg TCA provides trading desks with performance metrics for pre, real-time and post trade. These analytics give trading desks on the sell side and buy side transparency into execution quality, as well as qualitative insights for decision support and trade surveillance activities. Under Googe's direction, the BTCA product has grown to support analytics for global equities, fixed income, OTC and exchange-traded derivatives, foreign exchange and structured products, such as mortgages and asset-backed securities with pioneering work to incorporate exception based workflow for delivery of outliers and insights.
Yuko Madono
Compliance and Regulatory Services, ASEAN
Bloomberg Singapore Pte. Ltd
Yuko Madono is a Specialist in Compliance and Regulatory Reporting Services. Yuko has extensive experience collaborating with a diverse range of clients including both sellside and buyside communities, central banks, exchanges and regulators. Yuko started her career in Bloomberg over 10 years ago as a relationship manager in Japan prior to relocating to Singapore. Yuko holds a Bachelor of Arts degree in Communication Studies at the University of San Francisco.