Understanding the IFR Implementation Challenges
We are pleased to invite you for our second Bloomberg IFPR/MIFIDPRU event. In this panel session we will have distinguished industry speakers discussing the challenges in implementing the K-Factors.
Agenda
IFPR/MIFIDPRU: introduction and industry readiness
Implementing the K-Factors:
· Trading Book K-Factors: K-NPR, K-TCD and K-CON
· Potential harm to clients K-factors: K-AUM, K-COH, K-ASA and K-DTF
Ongoing measurement of K-Factors:
· Demonstrating sufficiency of Capital and Liquidity
· ICARA Process and continually meeting the Adequate Financial Resources obligation
Road to compliance:
· How can investment firms start preparing now
· A data driven approach
Speakers
Murat Bozdemir
Regulatory and Reference Data Product Manager
Bloomberg
Murat heads Bloomberg's EMEA and APAC product development for Reference and Regulatory & Accounting Enterprise data solutions. He interacts with clients and regulators, identifying key challenges and supporting the development of new data sets. Murat has 16 years of risk management and compliance experience covering sell and buy side markets. Before joining Bloomberg, Murat worked as a Director at KPMG, advising clients in risk control, capital management, compliance and accounting.
Daniel Caporaletti
Enterprise Content Product Manager
Bloomberg L.P.
Daniel Caporaletti is a product manager in the Bloomberg Enterprise Content Group, developing data feed solutions for derivatives, pricing and risk analytics. Daniel joined Bloomberg in 2007 and has been responsible for the development of Bloomberg derivatives data, pricing and risk analytics. Daniel also managed the Event Driven Feeds product, providing real time access to news, news analytics and economic indicators for algorithmic trading. Prior to joining Bloomberg, he worked as a derivatives structurer at Banca Nazionale del Lavoro (BNP Paribas Group) where he supervised the origination of cross asset derivatives and structured notes. Daniel holds a MSc in Economics and Finance from Marche Polytechnic University, Italy.
Andrew Lowin
Director, Compliance & Regulatory Practice
Duff & Phelps, A Kroll Business
Andrew Lowin joined Duff & Phelps in January 2015 from Kinetic Partners. As a result of Duff & Phelps’ acquisition of Kinetic Partners, Duff & Phelps created a dedicated Compliance and Regulatory Consulting practice. Andrew is a director within the Compliance Consulting team and has over 35 years’ financial services industry experience in the asset manager, broker/dealer and private client asset management sectors which has involved undertaking the roles of CEO and CFO. Andrew is responsible for managing Duff & Phelps' technical research on EU regulatory matters. In his role Andrew is responsible for training and supporting the Firm’s activities on technical issues, maintaining the Firm’s relationships with the FCA’s policy teams and trade bodies and undertaking specialist project management. Andrew has been involved in and managed a number of Skilled Person assignments. He has also very successfully led the implementation phases following the completion of S166 projects. Andrew joined Kinetic Partners as a consultant in January 2007 and in April 2009 was promoted to Director.
Duarte Delgado
Head of International Regulatory Advisory
Jefferies