Are You Prepared for the Fixed Income Quotation (SEC 15c2-11) Thresholds?
As the Fixed Income Quotation regulation has seen recent amendments by the SEC, we will discuss the impact on the industry as well as how Bloomberg is evolving our product to help automate compliance.
Discussion points
- Understanding industry challenges and best practices amid regulatory ambiguity
- Evolution of Bloomberg’s solution since the initial deadline
- Incorporation of client feedback into our offering
Speakers
Jason Palsgrove
Product Manager, Enterprise Regulatory Content
Bloomberg
Jason Palsgrove is a Product Manager in the Enterprise Regulatory Content Team at Bloomberg. He manages several of Bloomberg's regulatory offerings including MiFID II, Solvency II, Tax and various SEC Rules.
Nida Ikram
Americas Risk and Valuations Specialist
Bloomberg
Nida Ikram is a Regulatory Sales Specialist in the Enterprise Data Risk and Valuations Team at Bloomberg. She covers the various Regulatory products within Majors Banks, Broker-Dealer and Buy/Sell side firms.