Fireside Chat: Working with or Against the SEC?: SEC 2025: What’s in Store

Citadel has been at the forefront of advocacy efforts in response to aspects of the SEC’s agenda that it believes will undermine the efficiency, resiliency and vitality of our markets. The financial industry has also challenged a number of SEC final rules and actions in court, including the private fund adviser rule, the securities lending reporting rule, the dealer definition rule, and the CAT funding order. Stephen will discuss these issues and more. Stephen Berger, Managing Director, Government and Regulatory Policy, Citadel Securities Katherine Doherty, Finance Reporter, Bloomberg (Moderator)