ProductsCompliance

Compliance

Multi-channel communications

Meet critical communication compliance requirements while managing brand, data and conduct risks with Bloomberg Vault’s powerful data capture, archival and analytics suite.

Trade compliance management

Our integrated trade compliance engine is equipped with advanced rule-building capabilities, real-time violation management, comprehensive reporting, and a detailed audit trail.

Compliance-driven trade cost analysis

Achieve robust and comprehensive trade surveillance using the flexible rules engine that can be configured to identify and manage a wide variety of compliance scenarios.

Comprehensive regulatory reporting

Bloomberg’s Regulatory Reporting Services offer primary reporting and assurance capabilities to firms impacted by evolving global regulatory trade and transaction reporting demands.

COMPLIANCE

Vault

Bloomberg Vault offers holistic channel capture and surveillance capabilities enabling clients to control, archive, reconstruct and analyze their e-communication, voice and trade data across the entire investment life cycle on a real-time and historic basis.

COMPLIANCE

Transaction Cost Analysis (BTCA)

BTCA is an exception-based workflow that provides fully automated surveillance of trading activity across asset classes, delivering comprehensive best execution and market abuse monitoring.

COMPLIANCE

Order Management System

Our best-in-class trade compliance module is seamlessly woven into the Bloomberg OMS workflows. Our engine boasts 850+ pre-coded templates, along with highly customizable rules that integrate with both Bloomberg and bespoke data.

COMPLIANCE

Regulatory Reporting Services

RHUB offers integrated, end-to-end primary reporting, including reference data enrichment, validation, report generation and submission, across a range of regulatory regimes globally.


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