Compliance Solutions
Trusted and secure trading surveillance and communication capture.
Manage your firm’s regulatory risks and business mandates effectively with industry-leading pre- and post-trade surveillance, record-keeping and reporting.
Turn compliance into a business driver for your firm.
Bloomberg provides holistic compliance and surveillance solutions across trading, communications and reporting to help financial professionals manage their firm’s regulatory risks and business mandates efficiently and effectively across the entire trading life-cycle.
Bloomberg’s suite of offerings from policy to prevention, retention to surveillance, discovery to reporting, are all fully supported by Bloomberg’s industry-leading service and powerful Bloomberg Terminal community.
Multi-channel communications
Meet critical communication compliance requirements while managing brand, data and conduct risks with Bloomberg Vault’s powerful data capture, archival and analytics suite.
Trade compliance management
Our integrated trade compliance engine is equipped with advanced rule-building capabilities, real-time violation management, comprehensive reporting, and a detailed audit trail.
Compliance-driven trade cost analysis
Achieve robust and comprehensive trade surveillance using the flexible rules engine that can be configured to identify and manage a wide variety of compliance scenarios.
Comprehensive regulatory reporting
Bloomberg’s Regulatory Reporting Services offer primary reporting and assurance capabilities to firms impacted by evolving global regulatory trade and transaction reporting demands.
Products
Bloomberg’s solutions are built with trusted real-time trading and communications data and are used by thousands across global regulatory jurisdictions.
Research & Insights
