Regulatory Reporting Services

Simplify reporting.
Mitigate risk.
Take control.

Bloomberg’s Regulatory Reporting Services is a suite of solutions for firms impacted by evolving regulatory trade and transaction reporting demands, across all markets — including buy-side, sell-side and market infrastructure providers.

Flexible and integrated

Our services easily integrate into existing workflows via standard APIs or Bloomberg’s order management, electronic execution and trade capture applications.

Globally connected

Our systems connect to all major reporting destinations, including trade repositories (TR), swaps data repositories (SDR) and national competent authorities (NCA).

Transparent data

Our solutions enable you to manage your entire reporting workflow, with a focus on data transparency, pre- and post-reporting quality assurance, and analytics.

Built-in risk management

Our range of pre- and post-submission controls, with world–class data, enable you to improve compliance risk monitoring and management.

Superior customer support

Our industry-leading customer service teams are here to help you around the clock, with teams working 24/7 in 160 countries.

Regulatory Reporting Hub

Bloomberg Regulatory Reporting Hub (RHUB) is a leading trade and transaction reporting system that can be tailored to each firm’s global regulatory needs. RHUB covers all aspects of trade and transactions reporting — from eligibility to reconciliation — to help manage requirements and navigate regulatory change.

A global solution

RHUB covers all major trade and transaction reporting regimes across the EU, UK, US and APAC — including MiFIR APA, MiFIR ARM, SFTR, EMIR, ASIC, MAS and CFTC.

One transaction, multiple jurisdictions

RHUB generates reports for a specific regime, determines eligibility to the applicable jurisdiction(s) for a timely submission to the appropriate reporting destination(s).

Global data enrichment

RHUB provides substantial efficiency gains by tapping into Bloomberg’s global reference data pools, including connectivity with third-party data providers when account credentials are shared with Bloomberg.

Integrated with Bloomberg AIM

Buy-side firms using Bloomberg Asset and Investment Manager (AIM) as their OMS can benefit from a native integration by generating reports in RHUB from AIM booking entries.

Connectivity, submission and feedback

RHUB creates seamless submission to, and feedback from, leading regulated reporting venues and national competent authorities — alleviating firms’ need to comply with multiple proprietary or regulator-mandated formats.

Reports and analytics

Firms can generate custom on-demand or recurring reports that can be automatically deposited on an sFTP server of their choice. Reporting performance can then be tracked over time via trending analytics.

Built-in controls

RHUB integrates with Bloomberg’s Reporting Assurance, an independent set of modular controls hosted on Amazon Web Services (AWS), which monitors the quality, completeness and accuracy of their reporting.

Reporting Assurance

Our services provide a comprehensive modular control framework to help reporting and delegating firms meet their regulatory obligations, regardless of the solution they use.

The framework is designed to give you the on-going regulatory intelligence and transparency you need to ensure timely, complete, and accurate reporting — reducing the risk of regulatory sanctions.

Comprehensive rules engine

Our rules engine provides pre- and post-reporting accuracy and timeliness controls, and our enhanced reporting quality checks (ERQs) feature supports reference data testing which can assess your conformance to additional regulatory rules and industry best practices.

Intuitive eligibility decisions

Our eligibility engine determines if trades are reportable, while our completeness control confirms if eligible trades have been reported and detects over/under reporting. Users can see the decision tree to easily understand the reasons behind each eligibility decision.

Ensured reporting accuracy

Our completeness control comes with the added benefit of field-level reconciliations to verify reporting accuracy against your books and records or front office systems.

Built-in remediation

Our Assurance solutions remediate away from the primary reporting flow in a controlled manner and generate simplified reports enabling you to easily identify and resolve errors and omissions.

Connectivity, submission and feedback

RHUB creates seamless submission to, and feedback from, leading regulated reporting venues and national competent authorities — alleviating firms’ need to comply with multiple proprietary or regulator-mandated formats.

Reports and analytics

Firms can generate custom on-demand or recurring reports that can be automatically deposited on an sFTP server of their choice. Reporting performance can then be tracked over time via trending analytics.

Global regulatory coverage

Our Assurance framework is highly scalable and flexible, and provides global coverage including: EMIR, SFTR, MiFIR, FinFrag, CFTC, CSA, SBSR, ASIC, MAS, JFSA, HKMA and BOI.