{"id":9702,"date":"2024-03-15T15:00:56","date_gmt":"2024-03-15T15:00:56","guid":{"rendered":"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/products\/trading\/trading-venues\/btbu\/compliance-documentation\/"},"modified":"2025-08-04T13:18:45","modified_gmt":"2025-08-04T17:18:45","slug":"compliance-documentation","status":"publish","type":"page","link":"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/products\/trading\/trading-venues\/btbu\/compliance-documentation\/","title":{"rendered":"Tradebook Compliance"},"content":{"rendered":"<div  class=\"bbg-row-container\">\n    <style>section[data-anchor='row-69d8caa8c05c7'] {\n\t\t\t\tbackground-image: url(https:\/\/assets.bbhub.io\/image\/v1\/resize?width=auto&type=webp&url=https:\/\/assets.bbhub.io\/professional\/sites\/41\/L4_Isometric.jpg);\n\t\t\t  }@media screen and ( min-width: 769px ) and ( max-width: 1024px ) {\n\t\t\t\t\tsection[data-anchor='row-69d8caa8c05c7'] {\n\t\t\t\t\t\tbackground-image: url(https:\/\/assets.bbhub.io\/image\/v1\/resize?width=auto&type=webp&url=https:\/\/assets.bbhub.io\/professional\/sites\/41\/Tablet_BG_dark_051625_03.jpg);\n\t\t\t\t\t}\n\t\t\t\t  }@media screen and ( max-width: 768px ) {\n\t\t\t\t\tsection[data-anchor='row-69d8caa8c05c7'] {\n\t\t\t\t\t\tbackground-image: url(https:\/\/assets.bbhub.io\/image\/v1\/resize?width=auto&type=webp&url=https:\/\/assets.bbhub.io\/professional\/sites\/41\/Mobile_BG_dark_051625_03.jpg);\n\t\t\t\t\t}\n\t\t\t\t  }<\/style>\n    <section class=\"bbg-row bbg-row--hero-product bg--has-media       text--white row-padding--top-none row-padding--bottom-none bbg-row--full-bg-bleed\" data-anchor='row-69d8caa8c05c7'>\n        \n        \n        <div\n            class=\"bbg-row--content bbg-height--custom\"\n            style=\"min-height:540px;\"        >\n            \n            <div\n    class=\"bbg-column bbg-column--width-6 bbg-column--valign-middle\"\n    style=\"\"\n    >\n    <div\n\tclass=\"bb-wysiwyg txt_eyebrow_product\"\n\t\t>\n\t<p>\nTrading \/ Trading Venues<\/p>\n\n<\/div>\n<div\n\tclass=\"bb-wysiwyg\"\n\t\t>\n\t<h1>Tradebook Compliance<\/h1>\n\n<\/div>\n<div\n    class=\"bbg-spacer bbg-spacer--md\"\n    >\n<\/div>\n<div\n  id=\"cta_5703046808859537015\"\n  class=\"wpb_content_element bbg-cta animate__animated animate__fadeInUpS no-icon\">\n  <style>\n    \n    \n    \n  <\/style>\n  <div\n    class=\"bbg-cta-link link-holder\"\n    data-links-type=\"cta-links\">\n    <p class=\"bbg-cta-p left\">\n      <a\n        class=\"bbg-cta-link link bbg-cta-button large\"\n        href=\"#contact-us\"\n        target=\"\"\n        rel=\"\"\n        data-section-name=\"Contact Us\"\n        >\n                      Contact Us\n                <\/a>\n    <\/p>\n  <\/div>\n<\/div>\n\n<\/div>\n\n\n                    <\/div>\n    <\/section>\n<\/div>\n\n<div  class=\"bbg-row-container\">\n    <section class=\"bbg-row bg--white  text--black row-padding--bottom-compact bbg-row--full-bg-bleed\" data-anchor='row-69d8caa8cc2b8'>\n        \n        \n        <div\n            class=\"bbg-row--content\"\n                    >\n            \n            <div\n    class=\"bbg-column\"\n    style=\"\"\n    >\n    <p>\n<table class=\"globalfeeds-downloads-table\" data-title=\"General\" data-site-url=\"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/wp-json\/bb-api\/v2\/get_downloads_feed_data?feed_order=menu_order&amp;order_direction=ASC&amp;date_format=M j, Y&amp;category=101&amp;date_options=none\">\n\t<tbody>\n\t\t<tr class=\"title\">\n\t\t\t<td colspan=\"4\">General<\/td>\n\t\t<\/tr>\n\t<\/tbody>\n<\/table>\n\n<table class=\"globalfeeds-downloads-table\" data-title=\"Notices\" data-site-url=\"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/wp-json\/bb-api\/v2\/get_downloads_feed_data?feed_order=menu_order&amp;order_direction=ASC&amp;date_format=M j, Y&amp;category=103&amp;date_options=none\">\n\t<tbody>\n\t\t<tr class=\"title\">\n\t\t\t<td colspan=\"4\">Notices<\/td>\n\t\t<\/tr>\n\t<\/tbody>\n<\/table>\n\n<table class=\"globalfeeds-downloads-table\" data-title=\"Policies\" data-site-url=\"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/wp-json\/bb-api\/v2\/get_downloads_feed_data?feed_order=menu_order&amp;order_direction=ASC&amp;date_format=M j, Y&amp;category=104&amp;date_options=none\">\n\t<tbody>\n\t\t<tr class=\"title\">\n\t\t\t<td colspan=\"4\">Policies<\/td>\n\t\t<\/tr>\n\t<\/tbody>\n<\/table>\n\n<table class=\"globalfeeds-downloads-table\" data-title=\"Brazil\" data-site-url=\"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/wp-json\/bb-api\/v2\/get_downloads_feed_data?feed_order=menu_order&amp;order_direction=ASC&amp;date_format=M j, Y&amp;category=192&amp;date_options=none\">\n\t<tbody>\n\t\t<tr class=\"title\">\n\t\t\t<td colspan=\"4\">Brazil<\/td>\n\t\t<\/tr>\n\t<\/tbody>\n<\/table>\n\n<table class=\"globalfeeds-downloads-table\" data-title=\"Canada\" data-site-url=\"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/wp-json\/bb-api\/v2\/get_downloads_feed_data?feed_order=menu_order&amp;order_direction=ASC&amp;date_format=M j, Y&amp;category=167&amp;date_options=none\">\n\t<tbody>\n\t\t<tr class=\"title\">\n\t\t\t<td colspan=\"4\">Canada<\/td>\n\t\t<\/tr>\n\t<\/tbody>\n<\/table>\n\n<table class=\"globalfeeds-downloads-table\" data-title=\"Japan\" data-site-url=\"https:\/\/professional.content.cirrus.bloomberg.com\/professional2023\/wp-json\/bb-api\/v2\/get_downloads_feed_data?feed_order=menu_order&amp;order_direction=ASC&amp;date_format=M j, Y&amp;category=102&amp;date_options=none\">\n\t<tbody>\n\t\t<tr class=\"title\">\n\t\t\t<td colspan=\"4\">Japan<\/td>\n\t\t<\/tr>\n\t<\/tbody>\n<\/table>\n<\/p>\n\n<\/div>\n\n\n                    <\/div>\n    <\/section>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>Trading \/ Trading Venues Tradebook Compliance Contact Us General Notices Policies Brazil Canada Japan<\/p>\n","protected":false},"author":1857,"featured_media":0,"parent":8037,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_yoast_wpseo_primary_category":"","footnotes":""},"class_list":["post-9702","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v19.11 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Tradebook Compliance | Bloomberg Professional Services<\/title>\n<meta name=\"description\" content=\"Tradebook Compliance Documentation\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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